Tag Archives: Brian P. Miller

Does FOIA Foil the SEC’s Intent to Keep Investigations Confidential?

By | March 24, 2020

Courtesy of Braiden Coleman, Ken Merkley, Brian P. Miller, and Joseph Pacelli The Securities and Exchange Commission (SEC) has a long-standing policy to keep formal investigations confidential. In our recent article, we examine the extent to which compliance with the Freedom of Information Act (FOIA) provides investors with information about ongoing SEC investigations. We exploit… Read More »