ESQ

ESQ

Events

Events

Careers in Corporate Law Speaker Series
Panel 2: Regulatory/Compliance

Monday, November 17, 12:30 PM
Room 3041

Come learn about the role of regulatory and compliance attorneys, the type of clients they work with, and their role in corporate transactions.

Timothy O’Shea
Mr. O’Shea is a Principal at Promontory Financial Group in Washington, D.C. Tim assists with corporate governance, regulatory compliance, and risk management, with a focus on clients regulated by the Securities and Exchange commission.
Lucy Chang
Lucy Chang is an attorney at the Legal Division of the Board of Governors at the Federal Reserve System—Banking Regulation and Policy. Before receiving a J.D./M.A. Economics from Duke in 2012, Lucy Chang spent six years working at Morgan Stanley in its Fixed Income and Global Capital Markets Divisions. After clerking for the Honorable Legrome D. Davis of the Eastern District of Pennsylvania upon her graduation from Duke, Ms. Chang joined the Legal Division of the Board of Governors of the Federal Reserve System. There, Ms. Chang works in the Banking Regulation and Policy section.
Martin Lybecker
Mr. Lybecker is a partner in Perkins Coie’s Business practice in Washington, D.C. Martin serves as counsel to investment companies and their independent directors, investment advisers, broker-dealers, depository institutions and their holding companies, insurance companies, and several financial services trade associations.

Moderated by Professor Lawrence Baxter.

More information about the panel can be found here.

 

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